FCA Compliance (7)

5 steps you should take to prepare for Direct Electronic Access

FCA Compliance

5 Steps to Take for Direct Electronic Access

Read this blog pot to find out the steps you should be taking to prepare for direct electronic access (DEA) under MiFID...

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Key High Frequency Algorithmic Trading Controls

FCA Compliance

Key High Frequency Algorithmic Trading Controls

Understand high frequency algorithmic trading (HFAT) and the 5 key controls you need in light of the MiFID II regime.

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5 Steps to Ensure Compliance with MiFID Data Retention Rules

FCA Compliance

How to Ensure MiFID Data Retention Compliance

Follow our five steps and make sure your business are compliant with MiFID II's upcoming data retention rules

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Compliance Essentials

Compliance Strategy

Compliance Essentials Library Over 100 E-learning Courses

Our best-selling Essentials Library of over 100 e-learning and microlearning courses is a one-stop compliance solution.

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